HELP & TRAINING

This page includes links to information that will provide users of IARD with guidance regarding the IARD system and making electronic filings.

See the COVID-19 page for investment adviser-related information and guidance

Form Instructions:

• Important Information Regarding a Firm's First IARD Filing
• Form ADV Part 2 Instructions
• Form ADV Schedule A Instructions
• Form ADV Schedule B Instructions
• Form ADV Schedule R Section 4.A. Instructions
• Form ADV Schedule R Section 4.B. Instructions
• Uniform Branch Office Registration Form (Form BR)
• Form ADV-W Instructions
• Glossary of Terms

IARD System Reference Tools & Job Aides:

• Quick Reference Guides
• IARD Frequently Asked Questions
• IARD System Availability Schedule/Calendar
• System Updates (Release Notes)
• Supported Web Browsers
• Investment Adviser Representative (RA) Form Filing Scenarios
• View Individual SSNs Entitlement Privilege

IARD Other Helpful Information:

• Protecting Personal Information in Form ADV Filings
• Active Military Leave Guidance
• Investment Adviser Comment Request Form

Contact Information for Help With IARD:

• Phone Numbers/Email Addresses