The compliance date of the amended version of Form PF in FINRA Gateway has been postponed and is no longer October 1, 2025. The SEC and the CFTC extended the compliance date to October 1, 2026. Filings due prior to October 1, 2026, must be filed in Classic IARD/PFRD.
The current version of the proposed schema is available below, and this page will be updated when the timeline for the October 1, 2026 deployment has been set.
Please visit SEC.gov for more information and contact [email protected] for any legal questions.
June 2025 Amended Form PF Schema and Sample XML
Key Milestones for October 2026 Release (Coming Soon)
Please contact [email protected] with any technical questions about XML schemas or testing. For policy questions or interpretive guidance, please contact [email protected].