WHAT IS IARD?
WHAT IS IARD?
IARD/PFRD Availability Schedule
Last updated on: 9/9/21
IARD and PFRD are typically available:
- Monday through Friday from 5 a.m. to 11 p.m. Eastern Time
- Saturday from 8 a.m. to 6 p.m. Eastern Time
- Sunday from 10 a.m. to 6 p.m. Eastern Time
Exceptions to the system availability are provided below. Please note: The dates and hours of availability are subject to change as necessary.
September 2021
|
Date |
Status |
Comment |
|---|---|---|
| No exceptions | Available |
October 2021
|
Date |
Status |
Comment |
|---|---|---|
| No exceptions | Available |
November 2021
|
Date |
Status |
Comment |
|---|---|---|
| Saturday, Nov. 6 | Unavailable | Preliminary Statements are generating for the Annual Renewal Program. |
December 2021
|
Date |
Status |
Comment |
|---|---|---|
| Sunday, Dec. 26 | Limited (8 a.m. – 6 p.m., ET) | Last day to submit form filings prior to year-end. CRD, IARD, and PFRD are available from 8 a.m. to 6 p.m., ET. |
| Monday, Dec. 27 | Unavailable | CRD, IARD & PFRD are unavailable due to Final Statement and renewals processing. |
| Tuesday, Dec. 28 – Friday, Dec. 31 | Query-only | CRD, IARD & PFRD are available for system query and the creation of pending filings. |
January 2022
|
Date |
Status |
Comment |
|---|---|---|
| Saturday, Jan. 1 | Unavailable | Final Statements are generating for the Annual Renewal Program. |
Need System Support? Contact FINRA: (240) 386-4848. The IARD Call Center is available 8 a.m. to 8 p.m. Eastern Time, Monday through Friday. Please review FINRA’s Operating & Holiday Schedule to confirm scheduled office closures.
For other questions, contact the appropriate regulator.