WHAT IS IARD?

IARD/PFRD Availability Schedule

Last updated on: 9/9/21

IARD and PFRD are typically available:

  • Monday through Friday from 5 a.m. to 11 p.m. Eastern Time
  • Saturday from 8 a.m. to 6 p.m. Eastern Time
  • Sunday from 10 a.m. to 6 p.m. Eastern Time

Exceptions to the system availability are provided below. Please note: The dates and hours of availability are subject to change as necessary.

September 2021

Date

Status

Comment

No exceptions Available  

October 2021

Date

Status

Comment

No exceptions Available  

November 2021

Date

Status

Comment

Saturday, Nov. 6 Unavailable Preliminary Statements are generating for the Annual Renewal Program.

December 2021

Date

Status

Comment

Sunday, Dec. 26 Limited (8 a.m. – 6 p.m., ET) Last day to submit form filings prior to year-end. CRD, IARD, and PFRD are available from 8 a.m. to 6 p.m., ET.
Monday, Dec. 27 Unavailable CRD, IARD & PFRD are unavailable due to Final Statement and renewals processing.
Tuesday, Dec. 28 – Friday, Dec. 31 Query-only CRD, IARD & PFRD are available for system query and the creation of pending filings.

January 2022

Date

Status

Comment

Saturday, Jan. 1 Unavailable Final Statements are generating for the Annual Renewal Program.

Need System Support? Contact FINRA: (240) 386-4848. The IARD Call Center is available 8 a.m. to 8 p.m. Eastern Time, Monday through Friday. Please review FINRA’s Operating & Holiday Schedule to confirm scheduled office closures.

For other questions, contact the appropriate regulator