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January_2026_Form_PF_Schema_Sample_XML_v15/_MACOSX/Form_PF_XML_Filing_Guide_publish_jan_2026_v7.pdf PFRD TM Form PF XML Filing Guide Release 2026.10 Table of Contents Preface Change History How To Submit XML Filings Introduction Filing interactively via …
https://www.iard.com/formpfschemasamplexmlzip - 2026-01-07
©2024. FINRA. All rights reserved. Materials may not be reprinted or republished without the express permission of FINRA. PFRD System Frequently Asked Questions General Questions 1. How do I obtain production PFRD Entitlement? Answer: Each Investment …
https://www.iard.com/pfrdsystemfaqpdf - 2025-12-15
2026 INVESTMENT ADVISER RENEWAL PROGRAM Essential Guide for Maintaining Your Firm’s Registrations STATEMENTS & CRITICAL DEADLINES AT A GLANCE: • Nov. 10: Preliminary Statements available • Dec. 3: Recommended deadline for payment submissions • Dec. 8: …
https://www.iard.com/2026-iard-renewal-bulletin - 2025-10-30
2026 Renewal Program Calendar October 2025 Mon., 10/06 FINRA suggests firms review their registered persons in FINRA Gateway to ensure that they have properly and timely reported all appropriate information and that all open branch offices have …
https://www.iard.com/2026-renewal-program-calendar-0 - 2025-08-13
IA Representative Fee and Setting Schedule Fees As Of 1/1/2026 RA Individual Fees RA Review Method - Initial RA Review Method - Relicense Dual RA Registration Dual AG/RA Registration RA Registration Fee RA Transfer Fee RA Renewal Fee RA Registration Fee …
https://www.iard.com/pdf/rep_fee_sch - 2025-05-07
©2025. FINRA. All rights reserved. Materials may not be reprinted or republished without the express permission of FINRA. Individuals, firms, and data mentioned in these materials are fictitious and are presented exclusively for purposes of illustration …
https://www.iard.com/pfrd-amended-form-pf-filing-online - 2025-01-16
1 2025 Investment Adviser Renewal Bulletin This document provides firms with information about the Annual Renewal Program. You can select a link below to review specific information pertaining to the renewal process. I. Renewal Overview II. Preliminary …
https://www.iard.com/2025-iard-renewal-bulletin - 2024-11-01
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https://www.iard.com/test-file - 2024-09-19
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https://www.iard.com/test-page - 2024-09-05
2026 Renewal Program Calendar October 2025 Mon., 10/06 FINRA suggests firms review their registered persons in FINRA Gateway to ensure that they have properly and timely reported all appropriate information and that all open branch offices have …
https://www.iard.com/2026-renewal-program-calendar - 2024-08-14