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Lorem Ipsum Dolor Semet Lorem Ipsum Dolor Semet Lorem Ipsum Dolor Semet Lorem Ipsum Dolor Semet Lorem Ipsum Dolor Semet … Test Page …
https://www.iard.com/test-page - 2024-09-05
… 2025 Renewal Program Calendar …
https://www.iard.com/2025-renewal-program-calendar - 2024-08-14
EXAMPLE_PF_AMEND.xml PF-AMEND Q 2012-03-31 1 1111111 22 333 RGSTD_ERA 555555 SMITH RELATED EXAMPLE CORP 801 55555 bbbb-bbbb cccc CPO_CTA CPO/CTA INC. 9999999 cccccc dddd RELY_SPV My Relying Adviser Name aaaaaaaaaaaaaaa aaaaa John Smith /S/(Signature of …
https://www.iard.com/form-pf-schema-documentation-sections-1-4 - 2023-12-08
Form PF Sections 5 and 6 File Upload.pdf Form PF Sections 5 & 6 File Upload Copyright FINRA As of December 11, 2023 Page 1 of 2 Introduction New Form PF Sections 5 and 6 are available for submission as of December 11, 2023. This document is provided to …
https://www.iard.com/form-pf-schema-documentation-sections-5-6 - 2023-12-08
The North American Securities Administrators Association (NASAA)’s Exam Validity Extension Program for investment adviser representatives (IAR EVEP), allows eligible individuals the opportunity to extend the validity of their Series 65 exam for up to five …
https://www.iard.com/iar-evep - 2023-10-25
2024 Renewal Program Calendar October 2023 Mon., 10/02 FINRA suggests firms review their registered persons in FINRA Gateway to ensure that they have properly and timely reported all appropriate information and that all open branch offices have …
https://www.iard.com/2024-renewal-program-calendar - 2023-08-14
Branch Office FeesRegistration/Notice Filing/ERA Fees IA Settings and Standard Fees* Set Notice filings to "Reviewed" or "Received"? Registration Fee Registration Renewal Fee Notice Filing Fee Notice Filing Renewal Fee Branch Mass Transfer Fee IA Branch …
https://www.iard.com/ia-firm-state-registrationnotice-filing-fee-schedule - 2023-07-01
Form_PF_XML_Filing_Guide.pdf PFRD TM Form PF XML Filing Guide Release 2023.01 Complex Type: Schema Component Type AusAddress Schema Component Name Table of Contents Preface Change History How To Submit XML Filings Introduction Filing XML Interactively Via …
https://www.iard.com/draft-schema-updates - 2023-01-12
PFRD TM Form PF XML Filing Guide Release 2023.01 Complex Type: Schema Component Type AusAddress Schema Component Name Table of Contents Preface Change History How To Submit XML Filings Introduction Filing XML Interactively Via the PFRD Website Filing XML …
https://www.iard.com/formpfxmlfilingguidepdf - 2023-01-05
EXAMPLE_IA_INDVL.xml IAPDIndividualBulkFeed.xsd ©2013 Financial Industry Regulatory Authority, Inc. (FINRA). All rights reserved. Materials may not be reprinted or republished without the express permission of FINRA. This document contains FINRA …
https://www.iard.com/iar-compilation - 2022-12-27