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Last updated on: 11/6/20 In order for a firm to use IARD, the firm must deposit funds into its Flex-Funding account for licensing and registration fees before filing electronically. Your firm should have enough funds on deposit to cover any applicable …
https://www.iard.com/ia-representative-ra-system-processing-fees - 2015-11-12
Last updated on: 6/6/18 In order to use IARD, your firm must deposit funds into its Flex-Funding account for licensing and registration fees before filing electronically. For Form ADV filings, a firm must have enough funds on deposit to cover any …
https://www.iard.com/iard-firm-system-processing-fees - 2015-11-12
IA Representative Fee and Setting Schedule Fees As Of 11/1/2024 RA Individual Fees RA Review Method - Initial RA Review Method - Relicense Dual RA Registration Dual AG/RA Registration RA Registration Fee RA Transfer Fee RA Renewal Fee RA Registration Fee …
https://www.iard.com/ia-representative-state-registration-filing-fee-schedule - 2015-10-09
1 2015 IARD Renewal Program Bulletin November 2014 This issue of the Bulletin is devoted to the Renewal Program. It provides you with the information you need to renew your investment adviser (IA) firm and representatives’ (denoted in Web CRD® as “RAs”) …
https://www.iard.com/2015-iard-renewal-program-bulletin - 2015-01-01
1 2014 IARD Renewal Program Bulletin November 2013 This issue of the Bulletin is devoted to the Renewal Program. It provides you with the information you need to renew your investment adviser (IA) firm and representatives’ (denoted in Web CRD® as “RAs”) …
https://www.iard.com/2014-iard-renewal-program-bulletin - 2014-01-01
1 2013 IARD Renewal Program Bulletin October 2012 This issue of the Bulletin is devoted to the Renewal Program. It provides you with the information you need to renew your investment adviser (IA) firm and representatives’ (denoted in Web CRD® as “RAs”) …
https://www.iard.com/2013-iard-renewal-program-bulletin - 2013-01-01
1 2012 IARD Renewal Program Bulletin October 2011 This issue of the Bulletin is devoted to the IARD Renewal Program. It provides you with the information you need to renew your investment adviser (IA) firm and representatives’ (denoted in the Web CRD® …
https://www.iard.com/2012-iard-renewal-program-bulletin - 2012-01-01