Searched for:
Showing 101 to 104 of 104 results
What is PFRD? The Private Fund Reporting Depository (PFRD) is an electronic filing system that facilitates investment adviser reporting of private fund information via Form PF. The U.S. Securities and Exchange Commission (SEC) website provides detailed …
https://www.iard.com/welcome-private-fund-reporting-depository - 2016-06-01
Investment adviser (IA) firms that use FINRA systems for regulatory activities may be assessed for certain fees. FINRA’s electronic billing system, E-Bill , facilitates the collection and disbursement of fees through: The Flex-Funding Account , the …
https://www.iard.com/investment-adviser-accounting-and-payment-methods - 2016-05-16
Last updated on: 11/6/20 In order for a firm to use IARD, the firm must deposit funds into its Flex-Funding account for licensing and registration fees before filing electronically. Your firm should have enough funds on deposit to cover any applicable …
https://www.iard.com/ia-representative-ra-system-processing-fees - 2015-11-12
Last updated on: 6/6/18 In order to use IARD, your firm must deposit funds into its Flex-Funding account for licensing and registration fees before filing electronically. For Form ADV filings, a firm must have enough funds on deposit to cover any …
https://www.iard.com/iard-firm-system-processing-fees - 2015-11-12