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Investment adviser (IA) firms that use FINRA systems for regulatory activities may be assessed for certain fees. FINRA’s electronic billing system, E-Bill , facilitates the collection and disbursement of fees through: The Flex-Funding Account , the …
https://www.iard.com/investment-adviser-accounting-and-payment-methods - 2016-05-16
Last updated on: 11/6/20 In order for a firm to use IARD, the firm must deposit funds into its Flex-Funding account for licensing and registration fees before filing electronically. Your firm should have enough funds on deposit to cover any applicable …
https://www.iard.com/ia-representative-ra-system-processing-fees - 2015-11-12
Last updated on: 6/6/18 In order to use IARD, your firm must deposit funds into its Flex-Funding account for licensing and registration fees before filing electronically. For Form ADV filings, a firm must have enough funds on deposit to cover any …
https://www.iard.com/iard-firm-system-processing-fees - 2015-11-12