FUTURE PFRD RELEASES

As a result of SEC rule changes, a revised version of Form PF will become effective June 11, 2024. In advance of this, FINRA is publishing an early draft version of the revised Form PF Section 1-4 schema for filers who upload Form PF as an XML file. Additional schema updates (data types, field specifications, etc.) are currently in process and will be published shortly.

 

Key Milestone Dates

No.

Steps

Date

1

Publish updates to draft XML schema

Early April

2

Test environment becomes available for XML testing

On or about May 1

3

Production XML schema deployment

June 11

This page will be updated as additional information about XML testing becomes available. Please contact [email protected] with any technical questions about XML schemas or testing. For policy questions or interpretive guidance, please contact [email protected].